Securities, Foreign Exchange and Futures Regulation, Securities Arbitration and litigation, Professsional Responsibility/Legal Ethics, Professional Liability, Commercial litigation, and Directors and Officers Liability
Honors and Awards
- Winner, 2009 Otto L. Walter Distinguished Writing Award, New York Law School
- Editorial Board, Oxford University Press Annotated Rules of Professional Conduct
- Editorial Board, Legal Malpractice Law Review
- Board of Arbitrators, Financial Industrial Regulatory Authority
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Securities and Derivatives (23)
Settling Away: Unreported Private Settlement of Customer Complaints in the ...
Securities Arbitration Commentator (2010)
Securities broker-dealers promulgate sales practice compliance manuals which require individual registered representatives to report customer complaints to their firms' compliance ...