Article
Recent Developments in FINRA Securities Arbitrations
PLUS Journal
(2014)
Abstract
This article discusses developments in securities arbitration before the Financial Industry Regulatory Authority (FINRA), including proposals under consideration to narrow the definition of public arbitrator and to provide greater access to advisors' past disciplinary history on FINRA Brokercheck.
Disciplines
Publication Date
August, 2014
Citation Information
Recent Developments in FINRA Securities Arbitrations (2014)