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Article
Broker-Dealer Regulation: New Developments and Continuing Practical Concerns
Practical Compliance & Risk Management for the Securities Industry (2014)
  • Stephen P Wink
Disciplines
Publication Date
Spring 2014
Citation Information
Stephen P Wink. "Broker-Dealer Regulation: New Developments and Continuing Practical Concerns" Practical Compliance & Risk Management for the Securities Industry (2014)
Available at: http://works.bepress.com/stephen_wink/7/