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Article
The Role of Compliance in Securities Regulatory Enforcement
Commissioned Reports and Studies
  • Poonam Puri, Osgoode Hall Law School of York University
  • Mary Condon, Osgoode Hall Law School of York University
Document Type
Article
Publication Date
6-1-2006
Comments
Commissioned by the Task Force to Modernize Securities Legislation in Canada.
Citation Information
Poonam Puri and Mary Condon. "The Role of Compliance in Securities Regulatory Enforcement" (2006)
Available at: http://works.bepress.com/poonam_puri/56/