Article
The Use of Public Interest Enforcement Orders by Securities Regulators in Canada
WPC Committee to Review the Structure of Securities Regulation in Canada
Document Type
Article
Publication Date
10-24-2003
Disciplines
- Law and
- Securities Law
Abstract
The purpose of this study is to examine the use of discretionary enforcement powers by securities regulators in Canada, in order to assess the implications of multiple regulators for the enforcement of securities law.
Citation Information
Mary G. Condon. "The Use of Public Interest Enforcement Orders by Securities Regulators in Canada" OttawaWPC Committee to Review the Structure of Securities Regulation in Canada (2003) Available at: http://works.bepress.com/mary_condon/44/
Research Study prepared for the Doug Harris (ed.) Wise Persons Committee, Research Studies, Department of Finance Canada p. 411-453.