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Article
Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities
Washington University Law Review
  • Manning Gilbert Warren, III, University of Louisville
Publication Title
Washington University Law Quarterly
Publication Date
2000
Disciplines
Abstract

I address the scope of state regulatory power that remains given the National Securities Markets Improvement Act of 1996's dictates and prerogatives. I then suggest for consideration significant alterations to the regulatory role traditionally performed by the states.

Citation Information
Manning Gilbert Warren. "Reflections on Dual Regulation of Securities: A Case for Reallocation of Regulatory Responsibilities" (2000) p. 497 - 512
Available at: http://works.bepress.com/manning-warren/17/