Popular Press
A Primer on Securities Lending and SEC Rule 10c-1a
Futures and Derivatives Law Report
(2024)
Abstract
Securities lending was overdue for regulatory rules that promote more transparency for a traditionally opaque market. The impact of Rule 10a-1c will prove to be transformative as the crucial economic terms for securities loans such as the amount of the fee or the rebate are reported and disclosed publicly.
Keywords
- securities lending,
- rule 10c-1a,
- e International Securities Lending Association,
- ISLA,
- SIFMA,
- e Global Master Securities Lending Agreement,
- Master Securities Loan Agreement,
- FINRA,
- short sale,
- registered national securities association,
- RNSA,
- data element
Disciplines
- Law and
- Securities Law
Publication Date
March, 2024
Citation Information
Christian A. Johnson. "A Primer on Securities Lending and SEC Rule 10c-1a" Futures and Derivatives Law Report Vol. 44 Iss. 3 (2024) p. 1 - 13 Available at: http://works.bepress.com/christian_johnson/85/