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Selected Works of Christian A. Johnson
Popular Press
A Primer on Securities Lending and SEC Rule 10c-1a
Futures and Derivatives Law Report (2024)
  • Christian A. Johnson
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Abstract
Securities lending was overdue for regulatory rules that promote more transparency for a traditionally opaque market. The impact of Rule 10a-1c will prove to be transformative as the crucial economic terms for securities loans such as the amount of the fee or the rebate are reported and disclosed publicly.
Keywords
  • securities lending,
  • rule 10c-1a,
  • e International Securities Lending Association,
  • ISLA,
  • SIFMA,
  • e Global Master Securities Lending Agreement,
  • Master Securities Loan Agreement,
  • FINRA,
  • short sale,
  • registered national securities association,
  • RNSA,
  • data element
Disciplines
Publication Date
March, 2024
Citation Information
Christian A. Johnson. "A Primer on Securities Lending and SEC Rule 10c-1a" Futures and Derivatives Law Report Vol. 44 Iss. 3 (2024) p. 1 - 13
Available at: http://works.bepress.com/christian_johnson/85/