U.S. Insider Trading Law Enforcement: Survey of SEC Actions from 2009 to 2012 and Related Issues(2014)
AbstractThis Article proceeds as follows. Part I is introduction. Part II briefly discusses the current securities law enforcement system in the United States and how SEC is designed to prevent violations of securities law, including procedures and tools. Part III provides empirical data from SEC enforcement news release from 2009 to 2012 to give a more complete picture about SEC’s enforcement in insider trading law. By observing these data, we also discuss the merit and limits in current approach. Part IV concludes.
- SEC enforcement
Citation InformationChien-Chung Lin. "U.S. Insider Trading Law Enforcement: Survey of SEC Actions from 2009 to 2012 and Related Issues" (2014)
Available at: http://works.bepress.com/chien_chung_lin/8/