Articles

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Clearing and Trade Execution Requirements for OTC Derivatives Swaps Under the Frank-Dodd Wall Street Reform and Consumer Protection Act, Rutgers Law Record (2011)

This paper examines Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act...

 

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OTC Derivatives Trading Under the Financial Reform Bill: Is It Tough Enough?, Forthcoming (2010)

Both the U.S. House of Representatives and the U.S. Senate have drafted financial reform legislation...

 

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Deposit Account Financing Under Revised Article 9, UCC Bulletin (2007)
 

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Banks Reign Supreme Under Revised Article 9 Deposit Account Rules, Delaware Journal of Corporate Law (2005)

One of the significant changes Revised Article 9 made to the Uniform Commercial Code Rules...

 

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Is Hedge Fund Regulation Necessary?, Temple Law Review (2000)

Recently, various hedge funds have incurred significant financial difficulty. The most widely publicized being the...

 

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Are Swap Agreements Securities or Futures?: The Inadequacies of Applying the Traditional Regulatory Approach to OTC Derivatives Transactions, Journal of Corporation Law (1999)

Swap agreements are one of the most popular types of over-the-counter (OTC) derivative contracts. The...

 

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Investors, Look Before You Leap: The Suitability Doctrine is Not Suitable for OTC Derivatives Dealers, Loyola University Chicago Law Journal (1998)

This Article examines the derivatives market, its regulation and the concept of suitability as it...

 

Books

Treatise on Revised Article 9 (2009)

Forthcoming in 2009 by Vanderplas Publishing.

 

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A Comprehensive Review of Revised Article 9 (2007)

A Comprehensive Review of Revised Article 9 provides a detailed review and explanation of Revised...

 

Unpublished Papers

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OTC Derivatives Trading Under the Financial Reform Bill: Is It Tough Enough?, ExpressO (2010)

This paper discusses the regulatory framework devised by Congress to govern trading in OTC derivatives...

 

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Subprime Market Roller Coaster Disaster, ExpressO (2008)

This essay discusses the economic and societal implications of the subprime market losses with an...

 

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The Subprime Market Roller Coaster, ExpressO (2008)

Please find attached an essay entitled “The Subprime Market Roller Coaster.” The essay discusses the...