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SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

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SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

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Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

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SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

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IOSCO'S RESPONSE TO THE FINANCIAL CRISIS, ExpressO (2012)

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Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

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SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

PDF

Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

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SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

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IOSCO'S RESPONSE TO THE FINANCIAL CRISIS, ExpressO (2012)

PDF

Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

PDF

SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

PDF

IOSCO'S RESPONSE TO THE FINANCIAL CRISIS, ExpressO (2012)

PDF

Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

PDF

SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

PDF

IOSCO'S RESPONSE TO THE FINANCIAL CRISIS, ExpressO (2012)

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Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

PDF

SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

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The EU Challenge to the SEC, 31 Fordham Int'l L.J. 1692 (2008)

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Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

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SHOULD SECURITIES INDUSTRY SELF-REGULATORY ORGANIZATIONS BE CONSIDERED GOVERNMENT AGENCIES?, ExpressO (2008)

PDF

Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

PDF

Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

PDF

Is the Public Utility Holding Company Act A Model For Breaking Up the Banks That Are Too-Big-To-Fail?, ExpressO (2010)

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IOSCO'S RESPONSE TO THE FINANCIAL CRISIS, ExpressO (2012)

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IOSCO'S RESPONSE TO THE FINANCIAL CRISIS, ExpressO (2012)

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When Should Investor Reliance Be Presumed in Securities Class Actions (forthcoming), Bus. Law. (2007)

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Is the Financial Industry Regulatory Authority a Government Agency?, 86 Brooklyn Law School, Legal Studies Paper (2007)

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The Once and Future New York Stock Exchange: The Regulation of Global Exchanges, 1 Brook. J. Corp. Fin. & Com. L. 355 (2007)

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From SEC Enforcement Attorney to Commissioner, 65 Md. L. Rev. 692 (2006)

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From SEC Enforcement Attorney to Commissioner, Women, Leadership & Equality Papers (2005)

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Mutual Funds, Pension Funds, Hedge Funds and Stock Market Volatility: What Regulation by the Securities and Exchange Commission is Appropriate?, 80 Notre Dame L. Rev. 909 (2005)

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Realizing the Dream of William O. Douglas: The Securities and Exchange Commission Takes Charge of Corporate Governance, 30 Del. J. Corp. L. 79 (2005)

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Reform of Public Company Disclosure in Europe, 26 U. Pa. J. Int’l Econ. L. 379 (2005)

Should a Duty to the Corporation be Imposed on Institutional Shareholders? (Panelist), 11 Brooklyn Law School, Public Law Research (2004)

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Should a Duty to the Corporation be Imposed on Institutional Investors?, 60 Bus. Law. 1 (2004)

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The Securities and Exchange Commission Goes Abroad to Regulate Corporate Governance, 33 Stetson L. Rev. 849 (2004)

Demutualization of Exchanges as a Strategy for Capital Market Regulatory Reform, Focus on Capital: New Approaches to Developing Latin American Capital Markets (2003)

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Reconciling Federal and State Interests in Securities Regulation in the United States and Europe, 28 Brook. J. Int’l L. 495 (2003)

Regulating Corporations: Who’s Making the Rules (Panelist), 97 Proc. Am. Soc. Int’l L. 272 (2003)

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The Evolution of Corporate Governance [Symposium: The Evolving Legal and Ethical Role of the Corporate Attorney after the Sarbanes-Oxley Act of 2002 (Panelist)], 52 Am. U. L. Rev. 613 (2003)

Practitioner’s Guide to the Acquisition of Companies in the United States (2002)

Regulation ATS and Related Market Structure Issues in the United States, Exchanges and Alternative Trading Systems (2002)

Self-Regulation and Governance at Securities and Commodities Exchanges, Exchanges and Alternative Trading Systems (2002)

Special Study on Market Structure, Listing Standards and Corporate Governance (2002)

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Special Study on Market Structure, Listing Standards and Corporate Governance, 57 Bus. Law. 1487 (2002)

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Turning Seats Into Shares: Causes and Implications of Demutualization of Stock and Futures Exchanges, 53 Hastings L.J. 367; (reprinted in 44 Corp. Prac. Commentator 639 (2002) and in 35 Sec. L. Rev. 492 (2003) (2002)

Foreign Issuer Listing – Requirements in a Globalized Securities Market, Cross-Border Mergers and Acquisitions and the Law (2001)

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Regulation of Securities and Security Exchanges in the Age of the Internet, 5 N.Y.U. J. Legis. & Pub. Pol'y 33 (2001)

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The Future of Corporate Governance Listing Requirements, 54 SMU L. Rev. 325 (2001)

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Stock Markets and the Globalization of Retirement Savings: Implications of Privatization of Government Pensions for Securities Regulators, 33 Int’l Law. 955; (reprinted in R. Lastra, ed., The Reform of the International Financial Architecture (2001)) (2000)

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Will Convergence of Financial Disclosure Standards Change SEC Regulation of Foreign Issuers?, 26 Brook. J. Int'l L. 485 (2000)

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Book Review reviewing Ruben Lee, What is an Exchange? The Automation, Management and Regulation of Financial Markets (1998)), 27 Sec. Reg. L.J. 264 (1999)

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The Case for a European Securities Commission, 38 Colum. J. Transnat’l L. 9 (1999)

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The Role of the SEC in Financial Integration and Regulation Under Gramm-Leach-Bliley, 1 J. Int'l Ins. 57 (1999)

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Creating Law at the Securities and Exchange Commission: The Lawyer as Prosecutor, 61 Law & Contemp. Probs. 33 (1998)

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Outsider Trading on Confidential Information: A Breach in Search of a Duty, 20 Cardozo L. Rev. 83 (1998)

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The Challenge to Financial Regulators Posed by Social Security Privatization, 64 Brook. L. Rev. 1043 (1998)

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Transcript of the Roundtable on Insider Trading: Law, Policy, and Theory after O’Hagan, 20 Cardozo L. Rev. 7 (1998)

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A Report on the Attitudes of Foreign Companies Regarding a U.S. Listing (with James A. Fanto), 3 Stan. J.L. Bus. & Fin. 51 (1997)

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Authority for the Tender Offer Rules, N.Y.L.J. 3; (reprinted in Sec. & Comm. Lit. R., Feb. 12, 1997 ) (1996)

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Attacks on the Misappropriation Theory, N.Y.L.J. 3; (reprinted in Sec. & Comm. Lit. R., Jan. 22, 1997) (1996)

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Is the Shingle Theory Dead?, 52 Wash. & Lee L. Rev. 1271 (1995)

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Remarks: Progress Report on Securities Law Harmonization, 89 Proc. Am. Soc’y Int’l L. 409 (1995)

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Living with U.S. Regulations: Complying with the Rules and Avoiding Litigation, 17 Fordham Int’l L.J. S152 (1994)

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National Treatment, Harmonization and Mutual Recognition and Update on SEC Regulation of Foreign Issuers, 1993 Capital Markets Forum Yearbook (1994)

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Barriers to Foreign Issuer Entry into U.S. Markets [Symposium on Managing Economic Interdependence] (with M. Head), 24 Law & Pol'y Int'l Bus. 1207 (1993)

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Implications of the Stakeholder Model, 61 Geo. Wash. L. Rev. 1156 (1993)

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Securities Law in the European Community: Harmony or Cacophony?, 1 Tul. J. Int'l & Comp. L. 3 (1993)

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Symposium on Securities Law Enforcement Priorities, 17 Seton Hall Legis. J. 7 (1993)

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The Relationship Between Mandatory Disclosure and Prohibitions Against Insider Trading: Why a Property Rights Theory of Inside Information is Untenable (reviewing B. Bergmans, Inside Information and Securities Trading: A Legal and Economic Analysis of Liability in the USA and European Community (1991); J. Macey, Insider Trading: Economics, Politics and Policy (1991); and E. Gaillard ed., Insider Trading: The Laws of Europe, the United States and Japan (1992)), 59 Brook. L. Rev. 149 (1993)

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Greenmail, the Control Premium and Shareholder Duty, 48 Wash. & Lee L. Rev. 937 (1991)

Implied Administrative Procedures, Securities Law Administration, Litigation and Enforcement (1991)

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Is It Time for a Federal Corporation Law, 57 Brook. L. Rev. 55 (1991)

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The Brooklyn Law School -- New York Stock Exchange, Inc. Breakfast Roundtables, 17 Brook. J. Int'l L. 359 (1991)

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The Second Circuit's Role in Expanding the SEC's Jurisdiction Abroad, 65 St. John's L. Rev. 743 (1991)

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SEC Regulation of Multijurisdictional Offerings, 16 Brook. J. Int'l L. 3 (1990)

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The Duty of Directors to Non-Shareholder Constituencies in Control Transactions: A Comparison of U.S. and U.K. Law, 25 Wake Forest L. Rev. 61 (1990)

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Introduction [Third Abraham L. Pomerantz Lecture: The First Amendment and Government Regulation of Economic Markets], 55 Brook. L. Rev. 1 (1989)

After Glass-Steagall: Financial Institution Reregulation, Regulating the New Financial Services Industry (1988)

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Duty to the Target: Is an Attorney's Duty to the Corporation a Paradigm for Directors?, 39 Hastings L.J. 677 (1988)

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Securities Industry Self-Regulation: Tested by the Crash, 45 Wash. & Lee L. Rev. 1297 (1988)

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The Rashomon Effect in the After-the-Crash Studies, 21 Rev. Sec. & Commodities 101 (1988)

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Transnational Takeover Talk: Regulations Relating to Tender Offers and Insider Trading in the United States, the United Kingdom, Germany, and Australia, 66 U. Cin. L. Rev. 1133 (1988)

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Blue-Sky Merit Regulation: Benefit to Investors or Burden on Commerce?, 53 Brook. L. Rev. 105 (1987)

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Qualitative Standards for 'Qualified Securities': SEC Regulation of Voting Rights, 36 Catholic. U. L. Rev. 809 (1987)

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Assessment of Shelf Registration: How Much Diligence is Due Investors? (reviewing J. Auerbach & S. Hayes, Investment Banking and Diligence), 3 Yale J. on Reg. 401 (1986)

Broker-Dealer Institute (1986-1987) (co-chairs: J. Peloso (1987), J. Shinkle (1986)) (1986)

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Can Regulators of International Capital Markets Strike a Balance Between Competing Interests?, 4 B.U. Int'l L. J. 105 (1986)

The International Financial Markets Institute (1985) (co-chair: S. Friedman) (1985)

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The Independent Corporate Board: A Means to What End?, 52 Geo. Wash. L. Rev. 534; (reprinted in part in The American Law Institute and Corporate Governance (1987)) (1984)

Regulation by Prosecution: The Securities and Exchange Commission versus Corporate America (1982)

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Securities Regulation (bimonthly column), N.Y.L.J. (1982)

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A Delicate Assignment: The Regulation of Accountants by the SEC, 56 N.Y.U. L. Rev. 959 (1981)

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Discussion of Some Implications of the United States Constitution for Accounting Institution Alternatives, 19 J. Acct. Res. 120 (1981)

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A Fresh Look at Federal Regulatory Strategies [Proceedings of the National Conference on Federal Regulation: Roads to Reform, Sept. 27-28, 1979; Panel 1], 32 Admin. L. Rev. 184 (1980)

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An Identity Crisis for the Corporate Lawyer, 13 Md. B.J. 16 (1980)

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Glass-Steagall: Some Critical Reflections, 97 Banking L.J. 631 (1980)

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Regulatory Reform at the SEC, 1 Corp. Director 22 (1980)

The Tension Between the First Amendment and the Federal Securities Laws, Vital Speeches (1979)

A Skeptical Regulator Looks at the Future of Regulation, Vital Speeches (1979)

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Ambivalent Reflections on Regulation, 12 U.C. Davis L. Rev. 95 (1979)

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Business Confidentiality Under Attack - Freedom of Information and Privacy (with J. N. Benedict), 1 Corp. L. Rev. 72 (1978)

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Securities Commentary (with J. Ketels), 44 Brook. L. Rev. 1189 (1978)

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Current Issues and Developments in the Duties and Liabilities of Underwriters and Securities Dealers -- a Program by the Committee on Federal Regulation of Securities, 33 Bus. Law. 335 (1977)

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Attorneys' Responsibilities: Adversaries at the Bar of the SEC (with J. C. Daley), 24 Emory L.J. 747 (1975)

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The Extraterritorial Application of the Federal Securities Code, 7 Conn. L. Rev. 669 (1975)

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Taking Stock of the Court's Jurisdiction in a SIPA Liquidation (with J. M. Weissman), 41 Brook. L. Rev. 1 (1974)

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Short Selling, 6 Rev. Sec. Reg. 975 (reprinted in 5 Sec. L. Rev. 531 (1973)) (1973)

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Attorneys' Securities Law Liabilities, 27 Bus. Law. 1153 (1972)

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Margin Regulations Updated, 4 Rev. Sec. Reg. 832 (1971)

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The Applicability of the Margin Regulations to Foreign Financial Institutions, 4 Int'l Law. 496 (1970)

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The Investment Banker and the Credit Regulations, 45 N.Y.U. L. Rev. 59 (reprinted in 164 N.Y.L.J., August 4-7, 1970) (1970)