Banking and Finance

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Recognizing the “Bad Barrel” in Public Business Firms: Social and Organizational Factors in Misconduct by Senior Decision-Makers, ExpressO (2008)

The Article argues that laws dealing with business associations do not adequately address the group...

 

Chronology

The SEC's 2008 Agenda for Broker-Dealer and Investment Advisers, 1 Practical Compliance & Risk Management for the Security Industry 43 (2008)
 

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A Social Defense of Sarbanes-Oxley, N.Y. L. Sch. L. Rev. (2007)
 
Opinion d’Outre Atlantique sur l’Affaire Morgan Stanley/LVMH, 5 Revue de Droit Bancaire et Financier 226 (2004)
 
Columnist (U.S. securities & corporate law) (2003- ), Int’l Com. & Corp. L. Rev. (2003)
 

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The Contribution of the Fund Profile to Investor Education, 1 Vill. J.L. & Inv. Mgmt. 59 (1999)
 

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Comparative Investor Education, 64 Brook. L. Rev. 1083 (1998)
 
France, The Legal Basis of Corporate Governance in Publicly-held Corporations: A Comparative Approach (1998)
 
'Abuse of the Law' in U.S. Financial Law, Droit Commun et Droit Financier (1996)
 
Overview, IX Banking Law Anthology (1995)
 
The Professionalism of Stanley Fish, 17 Critical Exchange 31 (1985)
 
Contesting Authority: The Marginal, 1 GRIP Rep. 1 (1983)
 

Corporations

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Recognizing the “Bad Barrel” in Public Business Firms: Social and Organizational Factors in Misconduct by Senior Decision-Makers, ExpressO (2008)

The Article argues that laws dealing with business associations do not adequately address the group...

 

Securities Law

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Recognizing the “Bad Barrel” in Public Business Firms: Social and Organizational Factors in Misconduct by Senior Decision-Makers, ExpressO (2008)

The Article argues that laws dealing with business associations do not adequately address the group...