Articles

The SEC's 2008 Agenda for Broker-Dealer and Investment Advisers, 1 Practical Compliance & Risk Management for the Security Industry 43 (2008)
 

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A Social Defense of Sarbanes-Oxley, N.Y. L. Sch. L. Rev. (2007)
 

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The Contribution of the Fund Profile to Investor Education, 1 Vill. J.L. & Inv. Mgmt. 59 (1999)
 

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Comparative Investor Education, 64 Brook. L. Rev. 1083 (1998)
 
France, The Legal Basis of Corporate Governance in Publicly-held Corporations: A Comparative Approach (1998)
 

Books

Co-authored Articles

Shorter Articles

Opinion d’Outre Atlantique sur l’Affaire Morgan Stanley/LVMH, 5 Revue de Droit Bancaire et Financier 226 (2004)
 
Columnist (U.S. securities & corporate law) (2003- ), Int’l Com. & Corp. L. Rev. (2003)
 
'Abuse of the Law' in U.S. Financial Law, Droit Commun et Droit Financier (1996)
 
Overview, IX Banking Law Anthology (1995)
 
The Professionalism of Stanley Fish, 17 Critical Exchange 31 (1985)
 
Contesting Authority: The Marginal, 1 GRIP Rep. 1 (1983)
 

Works in Progress

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Recognizing the “Bad Barrel” in Public Business Firms: Social and Organizational Factors in Misconduct by Senior Decision-Makers, ExpressO (2008)

The Article argues that laws dealing with business associations do not adequately address the group...