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<title>Eric Baković</title>
<copyright>Copyright (c) 2011  All rights reserved.</copyright>
<link>http://works.bepress.com/ebakovic</link>
<description>Recent documents in Eric Baković</description>
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<title>Complementizers, Faithfulness, and Optionality</title>
<link>http://works.bepress.com/ebakovic/47</link>
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<pubDate>Sun, 02 Jan 2011 16:22:07 PST</pubDate>
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	<p>In this paper I advance a theory of optionality in syntax within OT, using the optionality of the English complementizer as an example. The leading idea is that optionality arises purely as a consequence of the usual optimality-theoretic interaction between markedness and faithfulness constraints. In other words, optionality is an expected consequence of violable and conflicting universal constraints and their language-particular ranking, the core assumptions of OT.</p>

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<title>Opacity and ordering</title>
<link>http://works.bepress.com/ebakovic/46</link>
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<pubDate>Sat, 05 Sep 2009 08:55:21 PDT</pubDate>
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	<p>The resurgence of research on phonological opacity over the past fifteen years or so has unfortunately not paid attention to the substantive questions of learnability raised by Kiparsky’s original hypothesis; opacity has instead been wielded as a weapon in the larger debate between proponents of rule-based serialism and proponents of alternative theoretical frameworks, Optimality Theory in particular. The debate has been sharply polarized in most respects, but there is one mistaken ‘fact’ on which nearly all researchers on both sides mysteriously appear to have decided to agree: that rule-based serialism, via its central principle of rule ordering, uniquely offers a unified account of opacity as originally defined by Kiparsky. I demonstrate in this paper that it is not even the case that rule-based serialism “treats [opacity] as a unified phenomenon” (Vaux 2008), unless we decide to depart from Kiparsky’s agreed-upon definition of opacity and instead stipulatively (and perversely) define it as just those opaque interactions that can be described with rule ordering. Further discussions of the implications of opacity for theoretical framework comparison should either acknowledge this or provide a new, principled definition of opacity on which to base such discussions.</p>

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<title>Counterfactual Considerations (in Phonology)</title>
<link>http://works.bepress.com/ebakovic/45</link>
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<pubDate>Tue, 11 Aug 2009 09:46:00 PDT</pubDate>
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<title>Review of _Vowel Harmony and Correspondence Theory_</title>
<link>http://works.bepress.com/ebakovic/44</link>
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<pubDate>Tue, 11 Aug 2009 09:09:00 PDT</pubDate>
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<title>The consequences of microvariation in Eastern Nilotic</title>
<link>http://works.bepress.com/ebakovic/43</link>
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<pubDate>Tue, 11 Aug 2009 08:58:43 PDT</pubDate>
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<title>Conspiracies and morphophonological (a)symmetry</title>
<link>http://works.bepress.com/ebakovic/42</link>
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<pubDate>Tue, 11 Aug 2009 08:56:48 PDT</pubDate>
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<title>Cycles, levels, and morphological edge asymmetry</title>
<link>http://works.bepress.com/ebakovic/41</link>
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<pubDate>Tue, 11 Aug 2009 08:54:49 PDT</pubDate>
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<title>Laryngeal markedness and the typology of repair</title>
<link>http://works.bepress.com/ebakovic/40</link>
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<pubDate>Tue, 11 Aug 2009 08:51:46 PDT</pubDate>
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<title>Phonological opacity and counterfactual derivation</title>
<link>http://works.bepress.com/ebakovic/39</link>
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<pubDate>Tue, 11 Aug 2009 08:48:02 PDT</pubDate>
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<title>Looks can be deceiving: transparency revisited</title>
<link>http://works.bepress.com/ebakovic/38</link>
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<pubDate>Tue, 11 Aug 2009 08:46:37 PDT</pubDate>
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<title>Contingent optionality</title>
<link>http://works.bepress.com/ebakovic/37</link>
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<pubDate>Tue, 11 Aug 2009 08:44:34 PDT</pubDate>
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<title>Anteriority assimilation in English</title>
<link>http://works.bepress.com/ebakovic/36</link>
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<pubDate>Tue, 11 Aug 2009 08:42:32 PDT</pubDate>
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<title>Why and how not to counterbleed</title>
<link>http://works.bepress.com/ebakovic/35</link>
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<pubDate>Tue, 11 Aug 2009 08:39:31 PDT</pubDate>
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<title>The conspiracy of Turkish vowel harmony</title>
<link>http://works.bepress.com/ebakovic/33</link>
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<pubDate>Mon, 10 Aug 2009 22:03:24 PDT</pubDate>
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<title>Nasal place neutralization in Spanish</title>
<link>http://works.bepress.com/ebakovic/32</link>
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<pubDate>Mon, 10 Aug 2009 22:00:54 PDT</pubDate>
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	<p>I have two goals in this paper. One is to deconstruct the account of nasal place neutralization processes in Spanish given by Harris (1984ab), and to demonstrate that the typological predictions that it appears to make are falsified by neutralization patterns in languages other than Spanish. The spirit (if not the letter) of Harris's account is at the heart of a great deal of work on the autosegmental analysis of neutralization, and I follow Lombardi (1999) in the abandonment of this approach in favor of a typologically more accurate one involving Optimality Theoretic constraint interaction. My second goal is to provide a novel account of the distinct results of final nasal neutralization in different varieties of Spanish, one that satisfactorily explains the observed variation via the interaction of independently motivated constraints.</p>

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<title>Assimilation to the unmarked</title>
<link>http://works.bepress.com/ebakovic/31</link>
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<pubDate>Mon, 10 Aug 2009 21:57:21 PDT</pubDate>
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	<p>In this paper I explain how an apparent problem arises when one considers input forms with uneven ratios of the values of an assimilatory feature.  If the usual positional considerations of assimilation are irrelevant, then an effect dubbed 'majority rule' emerges.  Majority rule is a pathological consequence of the vertical symmetry of input-output faithfulness whereby an arbitrarily better- represented feature value overrules the other value, resulting in assimilation of the latter to the former rather than vice-versa.  I propose to circumvent the majority rule effect by invoking the local conjunction of co-relevant markedness and faithfulness constraints.  A local conjunction of this type is asymmetrically violated by a mapping from an unmarked feature value to a marked one, and is universally ranked above its conjuncts -- its faithfulness conjunct in particular -- thereby heading off the apparent problem induced by the symmetry of faithfulness.  This solution yields the successful description of an attested pattern, assimilation to the unmarked, which is furthermore claimed to correspond to the pattern of dominant-recessive vowel harmony.</p>

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<title>Deletion, insertion, and symmetrical identity</title>
<link>http://works.bepress.com/ebakovic/30</link>
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<pubDate>Mon, 10 Aug 2009 21:54:29 PDT</pubDate>
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	<p>In the Correspondence Theory of faithfulness as originally proposed by McCarthy & Prince (1995), faithfulness to a segment's feature specifications is regulated by symmetrical IDENT[f] constraints: a change within a segment from [+f] to [-f] or from [-f] to [+f] is assumed to violate one and the same IDENT[f] constraint. This view of featural faithfulness, which deprives features of much of their autosegmental independence, has been argued against by a number of authors. For instance, Pater (to appear) gives an argument for asymmetrical IDENT[f] constraints, still binding featural faithfulness to segmental correspondence but partially recognizing the independence of opposite feature values (see also McCarthy & Prince 1995:5.1, to appear:5.4). More radically, Lombardi (1995 et seq.) and others have argued for full-blown featural correspondence, freeing features completely from their segmental anchors. In this paper I bring another set of facts to bear on the question of featural faithfulness, arguing in favor of the original, symmetrical IDENT[f]. This set of facts concerns the distribution of [r] in Eastern Massachusetts English (Whorf 1943, Venneman 1972, Kahn 1976, McCarthy 1991, 1993, Blevins 1997, Halle & Idsardi 1997).</p>
<p>The well-known facts concerning the distribution of [r] in Eastern Massachusetts and other dialects of English have resisted explanatorily adequate analysis primarily because they involve the insertion of a generally unexpected epenthetic consonant, [r].  The fact that underlying [r] is also deleted in a complementary set of environments (and retained otherwise) is clearly relevant, as originally noted by Vennemann (1972), but no synchronic analysis of these facts to date has connected them to each other in a satisfactory way, claims to the contrary notwithstanding (see e.g. Halle & Idsardi 1997). I propose a novel interpretation of these facts within OT and lay out the details of an analysis of them that meets satisfactory standards of both descriptive and explanatory adequacy.</p>
<p>Following up on a proposal originally made by Kahn (1976:69-70; see also Broadbent 1991 and Gnanadesikan 1997:159-162), I analyze [r]-insertion as the diphthongization of a vowel, where diphthongization is here technically understood as a relation between one segment in the input and two segments in the output. This imperfect correspondence violates some IDENT[f] constraint(s), where 'f' is a feature or features not shared between [r] and the vowel it forms a diphthong with. Similarly, [r]-deletion is analyzed as the coalescence of [r] with a preceding vowel, where coalescence is a relation between two segments in the input and one segment in the output. This equally imperfect correspondence violates the same IDENT[f] constraint(s) that [r]-insertion violates, and it is this connection between the two processes that explains why [r] and not some other consonant is inserted in Eastern Massachusetts English speech.</p>

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<title>Foot harmony and quantitative adjustments</title>
<link>http://works.bepress.com/ebakovic/28</link>
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<pubDate>Mon, 10 Aug 2009 21:47:09 PDT</pubDate>
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	<p>Foot structure can affect syllable weight, as is well known from the analysis of minimal word effects (McCarthy & Prince 1986, 1993ab, 1994 inter alia). Other examples of lengthening or shortening processes that are sensitive to foot structure (henceforth, quantitative adjustments) are quite common as well. In Yupik, for instance, LL sequences lengthen when footed iambically to become (L H').  This process, known as iambic lengthening, is one of the cornerstone pieces of evidence for what I will here call "the standard theory" of foot typology, as exemplified by Hayes 1985, 1987, 1995 and McCarthy & Prince 1986.</p>
<p>(1) Iambic lengthening<br> /qayani/ --> [(qaya':)(ni)] 'his own kayak'</p>
<p>The standard theory takes the asymmetric (L H') iamb to be the perfect iamb, and iambic lengthening is taken to be a rule that strives for this ideal. In Hayes 1995, iambic asymmetry is built into the universal foot inventory in accordance with the Iambic/Trochaic Law, which states that iambic groupings naturally contrast in duration while trochaic groupings naturally contrast in intensity. Without further elaboration, this type of approach cannot account for dialectal variation in the quantitative adjustment of LH sequences in Yupik. One dialect, Chaplinski, behaves as expected: LH sequences are not adjusted and are footed as (L H'), as shown in (2a). Another dialect, St. Lawrence Island, foots LH sequences as (L S'), as shown in (2b). Finally, Central Alaskan Yupik dialects unexpectedly foot LH sequences as (H')(H'), as shown in (2c).</p>
<p>(2) Quantitative adjustments of LH<br> a. /qaya:ni/ --> [(qaya':)(ni)] 'in his kayak'<br> b. /qaya:ni/ --> [(qaya'::)(ni)] 'in his kayak'<br> c. /qaya:ni/ --> [(qa'y)(ya':)(ni)] 'in his kayak'</p>
<p>To account more uniformly for all of the quantitative adjustments in (1) and (2), I adopt a slightly modified version of the theory of foot typology proposed in Prince 1990, recast within Optimality Theory (OT; Prince & Smolensky 1993).</p>

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<title>A markedness subhierarchy in syntax: optimality and inversion in Spanish</title>
<link>http://works.bepress.com/ebakovic/27</link>
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<pubDate>Mon, 10 Aug 2009 18:23:47 PDT</pubDate>
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	<p>In this paper, inversion (verb-subject word order, seen as head movement) in Spanish wh-questions is shown to be conditioned by two factors that vary from speaker to speaker (based on introspective judgment survey data collected by the author): (i) the "argument-hood" of the wh-phrase (a subcase of which was first noted by Torrego 1984), and (ii) whether the wh-question is direct (matrix) or indirect (subordinate). I propose an OT analysis of this variation, expanding on the work of Grimshaw (1997).</p>
<p>I argue that Grimshaw's OP-SPEC constraint ("syntactic operators must be in specifier position") must be decomposed into a universally-ranked subhierarchy of constraints defining a relational scale of different types of wh-phrases: arguments (quién 'who', qué 'what'), spatio-temporal locations (dónde 'where', cuándo 'when'), manners (cómo 'how') and reasons (porqué 'why'). The possible interactions that the members of this subhierarchy can have with constraints on movement are the source of the first observed conditioning factor on inversion: if less argument-like wh-phrases must be in specifier position and thus require inversion (= more movement), then more argument-like wh-phrases will also.</p>
<p>Grimshaw distinguishes a general constraint on movement (STAY) and another specifically prohibiting movement into the head of a subordinate clause, building on Rizzi & Roberts (1989) and McCloskey (1992). This distinction is the source of the second observed conditioning factor on inversion: if inversion is require in a subordinate clause with a particular type of wh-phrase, then it will also be required with the same type of wh-phrase in matrix clauses.</p>

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<title>Strong onsets and Spanish fortition</title>
<link>http://works.bepress.com/ebakovic/26</link>
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<pubDate>Mon, 10 Aug 2009 15:03:12 PDT</pubDate>
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	<p>This paper examines the well-known alternation between voiced stops and spirants in Spanish.  The alternation is standardly analyzed as spirantization of underlying stops; following arguments originally made by Lozano (1979) against this treatment, I propose an OT analysis that treats the alternation as fortition of underlying approximants.</p>
<p>Employing Steriade's (1993) Aperture Theory, I propose that a constraint called Strong Onset, demanding that all syllables begin with oral closure, is high-ranked in Spanish, crucially dominated only by Contiguity.  This analysis leads to a unified account of this alternation with the similar distribution of the tap and trill in Spanish.  The paper concludes with some discussion of issues related to 'underlying form' in Optimality Theory.</p>

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